C2P

Yahoo! Finance: Prosperity Capital Advisors Names Industry Veteran Douglas S. King, CFP® President and Chief Executive Officer


Prosperity Capital Advisors (PCA) has named industry veteran Douglas S. King, CFP®, formerly of Cetera Advisor Networks LLC, as its president and CEO. King will lead the SEC Registered Investment Adviser firm whose mission is to support independent financial advisors across the country dedicated to providing holistic financial planning. Read Full Article

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Financial Advisor Magazine: Prosperity Capital Advisors Names New CEO


Prosperity Capital Advisors, an RIA based in Cleveland that provides financial planning and asset management solutions to investment advisors, has named Douglas S. King president and CEO, Prosperity Capital Advisors announced Monday. Read Full Article

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Prosperity Capital Advisors Names Industry Veteran Douglas S. King, CFP® President and Chief Executive Officer


King will also take the helm at sister company, C2P Advisory Group

Cleveland, Ohio – April 17, 2017 – Prosperity Capital Advisors (PCA) has named industry veteran Douglas S. King, CFP®, formerly of Cetera Advisor Networks LLC, as its president and CEO. King will lead the SEC Registered Investment Adviser firm whose mission is [...]
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Clarity 2 Prosperity Announces Fee-Only Training Organization to Financial Advisors and Institutions


New Entity Offers Access to Comprehensive Training, Coaching and Turnkey Processes to Industry

Cleveland, Ohio – March 16, 2017  – Clarity 2 Prosperity announces the launch of its fee-only training organization. This new entity offers financial advisors access to comprehensive training, coaching and mentoring as well as turnkey financial planning, innovative operations and marketing processes. These [...]
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Life Health Pro: “IMOs to DOL: Fiduciary rule class exemption sets too high a bar”


In respect to the last, the DOL proposal estimates that an IMO with average sales of $2 billion could satisfy this liability requirement by setting aside $20 million. If valued at 7 percent (3 percent net), the IMO’s “attendant opportunity cost” would total $1.4 million ($600,000 net) in the first year. Read Full Article

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InsuranceNewsNet: “IMOs Call DOL Fiduciary Exclusion Unworkable”


Regulatory thresholds proposed for independent marketing organizations (IMOs) to participate in the sale of fixed indexed annuities are so high as to be virtually worthless and unworkable for the bulk of the IMO industry, industry experts said. Read Full Article

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EVENT ADVISORY: HOLISTIC ADVISOR ACADEMY—DOL EDITION


For advisors who want to thrive post-DOL

December 6-8 in Las Vegas, Nevada

WHAT:     This Holistic Advisor Academy is a 1.5-day educational event designed for advisors who want to thrive post-DOL. Attendees will learn how to “DOL-Proof” their sales and planning processes, revenue and businesses as a whole. [...]
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Life Health Pro: “Set yourself apart”


At the beginning of my career, a big mistake I made for quite a long time was being just like everybody else. There was nothing unique I did as a broker. Differentiating yourself can be the key to standing out and creating a strong and loyal client base. Read Full Article

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Life & Health Advisor: “Traversing a Brand New Regulatory Landscape”


With the passing of the U.S. Department of Labor’s fiduciary ruling in April of this year, the real work has begun for the financial services industry. Read Full Article

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Mass Mutual: “Five Things You Need to Know About the DOL Rule”


How well do you understand the Department of Labor’s fiduciary rule change and what it means for your advising operation and business? Here are five things you need to know right now. Read the Full Article

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